senior conduct rules staff member

(in COCON) a person who:

1. (a) comes within row (1) of the table in COCON 1.1.2R ( an SMF manager);
2. (b) comes within row (2) of the table in COCON 1.1.2R ( an employee of an SMCR firm who performs the function of an SMF manager);
3. (c) [deleted]
4. (d) comes within row (8) of the table in COCON 1.1.2R (a board director of a UK SMCR firm );
5. (e) comes within row (3) of the table in COCON 1.1.2R (a person appointed under SUP 10C.3A.6R (The 12-week rule: The main rules)); or
6. (f) comes within row (9) of the table in COCON 1.1.2R (a person appointed under PRA rules corresponding to the rules in (e)).