arranging

      1. (a) (except in relation to a home finance transaction ) arranging (bringing about) deals in investments, making arrangements with a view to transactions in investments or agreeing to carry on either of those regulated activities.
      1. (b) (in relation to a regulated mortgage contract) arranging (bringing about) regulated mortgage contracts, making arrangements with a view to regulated mortgage contracts or agreeing to carry on either of those regulated activities;
      1. (c) (in relation to a home purchase plan) arranging (bringing about) a home purchase plan, making arrangements with a view to a home purchase plan or agreeing to carry on either of those regulated activities.
      1. (d) (in relation to a home reversion plan) arranging (bringing about) a home reversion plan, making arrangements with a view to a home reversion plan or agreeing to carry on either of those regulated activities.
      1. (e) (in relation to a pension transfer, pension conversion or pension opt-out) making arrangements for a retail client to bring about:
        1. (i) (in a pension transfer or pension conversion) the conclusion of all or part of the retail client’s subsisting rights in respect of any safeguarded benefits; or
        1. (ii) a pension opt-out.
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