Home FCA Handbook SYSC SYSC 22 SYSC 22 Annex 2 Factors to take into account when asking for and giving regulatory references
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SYSC 22 Annex 2 Factors to take into account when asking for and giving regulatory references

24/04/2026R

 

Matters to take into accountComments
(A) Any outstanding liabilities of that person from commission payments 
(B) Any relevant outstanding or upheld complaint from an eligible complainant against P 
(C) [deleted] 
(D) FIT 2 (Main assessment criteria) 
(E) The persistency of any life policies sold by PThis only applies if SUP 16.8.1G(1) (Persistency reports from insurers) applies to B
Note: P refers to the employee or ex-employee about whom the reference is given as defined in more detail in SYSC 22.2.1R and SYSC 22.2.2R.