UKLR 20.2 Application for admission to listing

1. (1) [deleted]
2. (1A) submitting to the FCA by midday 2 business days before the FCA is to consider the application:
   1. (a) the following information in respect of the applicant:
      1. (i) the name of the applicant;
      2. (ii) the applicant’s registered office address;
      3. (iii) the email address of the applicant;
      4. (iv) the country of its incorporation;
      5. (v) its legal entity identifier (LEI); and
      6. (vi) its accounting reference date;
   2. (b) the following information in respect of the securities to be listed:
      1. (i) a description of the security;
      2. (ii) the proposed listing category;
      3. (iii) the regulated market to which an application has been made for admission to trading; and
      4. (iv) the ISIN;
   3. (c) the following information in respect of the admission to listing:
      1. (i) the date for the application for admission to be considered; and
      2. (ii) the expected admission date;
   4. (d) written confirmation of:
      1. (i) the contact details of at least 2 of the issuer’s executive directors (or, where the issuer has no executive directors, at least 2 of its directors); or
      2. (ii) where the issuer has only 1 executive director or has only 1 director, the contact details of that director,
      3. as required under UKLR 1.3.5R; and
   5. (e) written confirmation of the contact details of a nominated person at the issuer as required under UKLR 1.3.7R and UKLR 1.3.8R;
3. (2) submitting all additional documents, explanations and information as required by the FCA; and
4. (3) submitting verification of any information in such manner as the FCA may specify.
5. (4) [deleted]

All information and documents must be submitted to Listing Data Management at the FCA’s address or electronically.
[Note: Information on how to submit an application for admission to listing electronically can be found on the Primary Markets section of the FCA’s website.]

1. (1) Where an applicant is making an application for admission for the first time, the applicant must provide to the FCA confirmation from its board that the applicant has taken reasonable steps to establish adequate procedures, systems and controls to enable it to comply with its obligations under the listing rules, the disclosure requirements, the transparency rules and the corporate governance rules following admission.
2. (2) The board confirmation in (1) must be provided:
   1. (a) by midday 2 business days before the FCA is to consider the application; and
   2. (b) using the Procedures, Systems and Controls Confirmation form.
3. [Note: The Procedures, Systems and Controls Confirmation Form can be found on the Primary Markets section of the FCA’s website.]

1. (1) submit, in final form, to the FCA by midday 2 business days before the FCA is to consider the application, written confirmation of the contact details of appropriate persons nominated by the issuer to act as the first point of contact with the FCA in relation to the issuer’s compliance with the listing rules, the disclosure requirements and the transparency rules following admission under UKLR 6, UKLR 11, UKLR 12, UKLR 13, UKLR 14 or UKLR 16 (as appropriate); and
2. (2) submit, in final form, to the FCA before 9am on the day the FCA is to consider the application, a completed Shareholder Statement, signed by a sponsor (if a sponsor is required under UKLR 4) or by a duly authorised officer of the applicant (if a sponsor is not required under UKLR 4). 
   [Note: The Shareholder Statement form can be found on the Primary Markets section of the FCA’s website.]

1. (1) details of the issuance programme contained in the relevant base prospectus which has been approved by the FCA; and
2. (2) the primary contact at the applicant for correspondence in relation to the issuance programme, including their name, position, email address and telephone number.

1. (1) the final terms for the securities; and
2. (2) the following information in respect of the securities:
   1. (a) series number;
   2. (b) specified denomination;
   3. (c) maturity date; and
   4. (d) form of securities.

1. (1) the information about the applicant required by UKLR 20.2.2R(1A)(a) must be submitted to the FCA by midday 2 business days before the FCA is to consider the application for securities to be listed pursuant to the programme;
2. (2) the information about the securities required by UKLR 20.2.2R(1A)(b) must be submitted to the FCA by no later than 2pm on the day before the listing of the securities is to become effective; and
3. (3) confirmation of the expected admission date required by UKLR 20.2.2R(1A)(c)(ii) must be submitted to the FCA by no later than 2pm on the day before the listing of the securities is to become effective. 

1. (1) the information set out at UKLR 20.2.2R(1A)(a) to UKLR 20.2.2R(1A)(c) must be submitted to the FCA as soon as possible and no later than 2pm on the day before the listing of the securities is to become effective; and
2. (2) UKLR 20.2.2R(1A)(d) and UKLR 20.2.2R(1A)(e) do not apply.